Investment Banking

Performance

Our investment bankers have expertise in a wide variety of sectors in addition to Life Science/Healthcare, Energy and Metals & Mining. We provide financial and advisory services to public and private companies in agriculture, real estate, technology, clean energy, financial services and a variety of special situations. In each of these, we bring to bear our depth of experience, our advisory skills, and our distribution prowess, working to understand a company’s needs and goals before offering our advice or structuring a transaction.

Fundamentally, at Rodman we recognize that in our business, relationships and reputation are paramount. We build those relationships, and the trust that flows from them, every day and over many years. Our investment banking team has proven to be successful in establishing long-term relationships with the senior management of many of the companies within our core sectors. Our goal is to provide these companies with capital origination services and strategic advice throughout their stages of development.

Our services include:

  • Private Placements
  • Equity Underwriting
  • Mergers & Acquisitions
  • Corporate Partnering/Strategic Alliances
  • Fairness Opinions & Valuations
  • Restructuring & Workouts

Click Transactions for more details.

Innovation

Collateralized Acquisition Pool( CAP ) — An innovative, flexible and efficient way to obtain acquisition capital and go public.
We developed a new proprietary product – the Collateralized Acquisition Pool, which is an innovative financing structure that offers a fast track to obtaining acquisition capital and achieving liquidity. The CAP provides a streamlined process that is faster and less costly than the traditional IPO. It is also an effective method for funding M&A transactions and becoming a public company.

Benefits of the CAP process:

  • The CAP structure offers a faster, less costly and more certain route to becoming a public company.
  • The CAP is in the form of a private placement.
  • The CAP process allows for acquisitions to be identified and purchase terms negotiated before the funds are raised, in contrast to public blind pools of capital.
  • Registration and filing fees are paid from transaction proceeds, not by management.

For more details, download a copy of our CAP brochure.