Disclosure of SEC-Required Order Execution Information

Rodman & Renshaw, LLC is a NASDAQ market maker. SEC Rule 605 requires OTC market makers, exchange market makers, national securities exchanges, and others to make available monthly reports of statistical data regarding order execution for "covered orders" as defined under the Rule.

 

October 2008 - RODM had no covered orders under Rule 605 for this month 

September 2008 - RODM had no covered orders under Rule 605 for this month 

August 2008 - RODM had no covered orders under Rule 605 for this month 

July 2008 - RODM had no covered orders under Rule 605 for this month

June 2008 - RODM had no covered orders under Rule 605 for this month

May 2008 - RODM had no covered orders under Rule 605 for this month

April 2008 -RODM had no covered orders under Rule 605 for this month

March 2008 -RODM had no covered orders under Rule 605 for this month 

February 2008 -RODM had no covered orders under Rule 605 for this month 

January 2008 - RODM had no covered orders under Rule 605 for this month 

December 2007 - RODM had no covered orders under Rule 605 for this month

November 2007 - RODM had no covered orders under Rule 605 for this month

October 2007 - RODM had no covered orders under Rule 605 for this month

September 2007 - RODM had no covered orders under Rule 605 for this month

August 2007 - RODM had no covered orders under Rule 605 for this month

July 2007 - RODM had no covered orders under Rule 605 for this month

June 2007 - RODM had no covered orders under Rule 605 for this month

May 2007 - RODM had no covered orders under Rule 605 for this month

April 2007 - RODM had no covered orders under Rule 605 for this month

March 2007 - RODM had no covered orders under Rule 605 for this month

February 2007 - RODM had no covered orders under Rule 605 for this month

January 2007 - RODM had no covered orders under Rule 605 for this month

December 2006 - RODM had no covered orders under Rule 605 for this month

November 2006 - RODM had no covered orders under Rule 605 for this month

October 2006 - RODM had no covered orders under Rule 605 for this month

September 2006 - RODM had no covered orders under Rule 605 for this month

August 2006 - RODM had no covered orders under Rule 605 for this month

July 2006 - RODM had no covered orders under Rule 605 for this month

June 2006 - RODM had no covered orders under Rule 605 for this month

May 2006 - RODM had no covered orders under Rule 605 for this month

April 2006 - RODM had no covered orders under Rule 605 for this month

March 2006 - RODM had no covered orders under Rule 605 for this month

February 2006 - RODM had no covered orders under Rule 605 for this month

January 2006 - RODM had no covered orders under Rule 605 for this month